Search for: "United States Securities and Exchange Commission v. Small Business Capital Corporation et al" Results 1 - 13 of 13
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
17 Aug 2023, 1:02 pm by Matt Miller
” The major question doctrine, used as reasoning to limit agency decision-making powers in recent United States Supreme Court cases, such as West Virginia v. [read post]
1 Feb 2023, 9:01 pm by renholding
Before 1929, all securities markets in the United States were private and thus, dark. [read post]
28 Jan 2023, 7:32 am
Meanwhile, the Securities and Exchange Commission unveiled a slew of guidance and rule proposals to improve disclosures and add clarity to ESG investing, including the agency’s controversial proposal for climate risk disclosure. [read post]
19 Jul 2023, 9:05 pm by renholding
The Securities and Exchange Commission regulations on climate disclosure, first proposed in March 2022 and likely to be issued in final form in October 2023,[1] have drawn considerable controversy and face an uncertain fate in the inevitable litigation.[2] Much less attention has gone to two bills that are moving toward adoption in California. [read post]
14 Feb 2018, 2:57 pm by Kevin LaCroix
Securities and Exchange Commission, 581 U.S. ___ (2017), that the SEC’s ability to recover funds through disgorgement is subject to a five-year statute of limitations. [read post]
2 Nov 2010, 5:46 pm by Law Lady
The state-based exchanges will make buying health insurance easier by providing eligible consumers and small businesses "one-stop shopping" where they can compare and purchase health insurance coverage, according a Sept. 30 statement released by the U.S. [read post]
22 Feb 2023, 1:07 pm by Dennis Crouch
As a point of context, it’s worth noting that many states already require disclosure or much more draconian regulation of litigation funders backing state court cases—for instance, some states require funds and funders to register, and some even require funding agreements to be disclosed with the state. [read post]
18 Jul 2022, 2:46 pm by Kevin LaCroix
Regular readers of this blog know my view that the  rise of collective investor actions outside the United States is one of the most important developments in the world of directors’ and officers’ liability in recent years. [read post]
29 Jul 2017, 5:32 pm by Wolfgang Demino
  SHARON EUL et al., on behalf of themselves and a class, Plaintiffs,v.TRANSWORLD SYSTEMS et al., Defendants.No. 15 C 7755.United States District Court, N.D. [read post]
1 Feb 2010, 3:04 am by Omar Ha-Redeye
According to the Heritage Foundation’s 2010 Index of Economic Freedom, Canada now enjoys a greater degree of economic freedom than the United States. [read post]
8 May 2007, 5:27 am
Accomplice: Individual or individuals who voluntar ­ily engage with another in the commission or attempted commission of a crime. [read post]
2 May 2011, 5:29 am by Badrinath Srinivasan
The Status of Religious Arbitration in the United States and Canada Nicholas Walter Abstract: This paper discusses, and challenges, the status of religious arbitration in the United States and Canada. [read post]